• Audit Committee

    The Audit Committee consists completely of independent directors. The Committee meets at least once every quarter, and additional meetings may be convened at any time deemed necessary. The Committee’s main areas of oversight include the following:

     

    1. Fair presentation of company financial statements.
    2. Appointment or dismissal of certified public accountants as well as the review of their independence and performance.
    3. Effective implementation of company internal controls.
    4. Appropriateness of the procedures and plans for complying with internal company regulations.
    5. Control of existing or potential risks to the Company.
    6. Deliberation of merger and acquisition-related matters.
  • Remuneration Committee

    Members of the Remuneration Committee are appointed through Board resolutions. The Committee must comprise at least three members, at least one of whom must be an independent director; in addition, the convener must be an independent director. The Committee meets at least twice a year. Its members are required to faithfully perform the following duties as a bona fide manager and submit all resulting proposals to the Board of Directors for discussion:

    1. Formulate and regularly review the policies, system, standards, and structure of the performance assessment and remuneration of directors and managers.
    2. Regularly assess and formulate the remuneration of directors and managers.
  • Risk Management Committee

    Members of the Risk Management Committee are appointed by Board resolution. The number of directors must be at least three, with at least one independent director. The Committee is convened a minimum of once every quarter, with additional meetings held whenever necessary.

    The purpose of the Committee is to assist the Board in identifying, overseeing, and communicating with management regarding potential risks facing the Company. With the appropriate functioning of the Committee, a healthy risk culture and support from management is expected to expand and influence the entire organization.

  • Nomination Committee

    The Nomination Committee’s members are appointed through Board resolution. It must comprise at least three members, at least half of whom are required to be independent directors. Committee meetings are convened at least twice a year, during which its members must faithfully perform the following duties as a bona fide manager and submit all related proposals to the Board of Directors for discussion:

    1. Designate the standards of independence and diverse background (covering, for example, skills, experience, and gender) of Board members and supervisors.
    2. In accordance with such standards, find, review, and nominate candidates for director and supervisor positions at the Company and its subsidiaries.
    3. Establish and develop the organizational structure of the Board and each committee of the Company as well as its subsidiaries, and evaluate the performance of the Board.
    4. Establish and review programs related to the director continuing education initiative.
    5. Oversee the Company’s Corporate Governance Best Practice Principles.
    6. Handle other matters as assigned them by resolution of the Board of Directors.
  • Ethics & Integrity committee

    The Ethics & Integrity Committee of CTBC Financial Holding Co., Ltd. shall be composed of Directors. It shall have no fewer than three persons in number, and at least one member must be an independent director. The Committee shall meet at least twice a year, and is responsible for formulating and monitoring integrity management policies and preventative plans. The Committee shall execute the following duties and regularly report their status to the Board of Directors:

    1. Help integrate integrity and ethics into the Company’s business strategy; adopt fraud prevention measures to ensure the Company is in compliance with relevant laws.
    2. Establish programs to prevent dishonest behavior; develop operating procedures and behavioral guidelines to execute each program.
    3. For business activities at a higher risk of corruption, build checks and balances into the Company’s organization, structure, and distribution of authority.
    4. Promote policy knowledge and coordinate training on business integrity.
    5. In accordance with procedures for handling illegal and unethical or dishonest behavior, periodically conduct verification of reports submitted in the Company and its subsidiaries regarding relevant cases and their handling, ensuring the effectiveness of the offense-reporting system.
    6. Periodically conduct verification of cases of unethical behavior submitted by the internal awards and penalty committee regarding employees of the Company and its subsidiaries.
    7. Assist the Board of Directors and CTBC management in ensuring the effective operation of preventative measures established to execute business integrity.
    8. Handle other matters related to the formulation and supervision of integrity management policies.
Independent Director Shih-Chieh, Chang

  • Ph. D., Dept. of Statistics in University of Wisconsin-Madison, USA.
  • Independent Director, CTBC Life Insurance Co., Ltd.
  • Commissioner, Financial Supervisory Commission, Taiwan, R.O.C.

 

  • Independent Director, Taiwan Life Insurance Co., Ltd.
  • Independent Director, TLG Non- Life Insurance Co., Ltd.
  • Professor, Dept. of Risk Management and Insurance, National Chengchi University
  • Advisory Committee Member, Risk Committee, Chunghwa Post Co., Ltd.
  • Chairman, Risk Management Society of Taiwan, R.O.C.
  • Consultant, Securities Investment Trust & Consulting Association of the R.O.C.
  • Consultant, White Book on Financial Proposals, Taiwan Financial Services Roundtable
Independent Director Chung-Yu Wang

  • Honorary Ph. D., Chung Yuan Christian University
  • Chairman, China Steel Corporation
  • Chairman, Tong Lung Metal Industry Co., Ltd.
  • Chairman, Kaohsiung Rapid Transit Corporation
  • Executive Director, Bank of Kaohsiung
  • Independent Director, Chunghwa Telecom Co., Ltd.
  • Director, China Development Asset Management Co., Ltd.
  • Director-general, Taiwan Steel & Iron Industries Association
  • Chairman, World Steel Association
  • CEO, State-owned Enterprise Commission
  • Director-general, ROC-USA Business Council
  • Legislator

  • Independent Director, CTBC Bank Co., Ltd.
  • Director, CX Technology Corp.
  • Chairman, Hsu Chih Consulting Co., Ltd.
  • Director, General Biologicals Corporation
  • Director, Chi Li Co., Ltd.
Independent Director Peter Tuen-Ho, Yang

  • Ph. D., in Law from The University of California, Berkeley Campus
  • President, Fu Jen Catholic University
  • President, St. John's University
  • Chairman, Wenzao Ursuline University of Languages
  • Adjunct Associate Professor, Department of Law, National Taipei University

  • Lawyer, Senior consultants, Guoju law office
  • Member, The Taipei Bar Association
  • Supervisor, Shiquan Science & Technology Co., Ltd.
  • Director, Jinwen University of Science & Technology
  • Director, Changhua the Founding of the University of Science & Technology
  • Director, Wufeng University
  • Director, Jinou Girls High School
  • Director, New Taipei City Yu-Tsai Bilingual Elementary School
Independent Director Wen-Chih Lee

  • Ph. D., Accounting Department, College of Management, National Taiwan University
  • Dean, College of Management, National Kaohsiung University of Applied Sciences
  • Director, Graduate Institute of Finance, Economics, and Business Decisions, National Kaohsiung University of Applied Sciences
  • Professor & Chairman, Department of Accounting, National Kaohsiung University of Applied Sciences
  • Member, Economic Development Bureau, Kaohsiung City Government
  • Independent Director, Bank of Kaohsiung

  • Independent Director, CTBC Bank Co., Ltd.
  • Professor, Department of Wealth and Taxation Management, National Kaohsiung University of Applied Sciences
Independent Director Peter Tuen-Ho, Yang

  • Ph. D., in Law from The University of California, Berkeley Campus
  • President, Fu Jen Catholic University
  • President, St. John's University
  • Chairman, Wenzao Ursuline University of Languages
  • Adjunct Associate Professor, Department of Law, National Taipei University

  • Lawyer, Senior consultants, Guoju law office
  • Member, The Taipei Bar Association
  • Supervisor, Shiquan Science & Technology Co., Ltd.
  • Director, Jinwen University of Science & Technology
  • Director, Changhua the Founding of the University of Science & Technology
  • Director, Wufeng University
  • Director, Jinou Girls High School
  • Director, New Taipei City Yu-Tsai Bilingual Elementary School
Independent Director Wen-Chih Lee

  • Ph. D., Accounting Department, College of Management, National Taiwan University
  • Dean, College of Management, National Kaohsiung University of Applied Sciences
  • Director, Graduate Institute of Finance, Economics, and Business Decisions, National Kaohsiung University of Applied Sciences
  • Professor & Chairman, Department of Accounting, National Kaohsiung University of Applied Sciences
  • Member, Economic Development Bureau, Kaohsiung City Government
  • Independent Director, Bank of Kaohsiung

  • Independent Director, CTBC Bank Co., Ltd.
  • Professor, Department of Wealth and Taxation Management, National Kaohsiung University of Applied Sciences
Independent Director Chung-Yu Wang

  • Honorary Ph. D., Chung Yuan Christian University
  • Chairman, China Steel Corporation
  • Chairman, Tong Lung Metal Industry Co., Ltd.
  • Chairman, Kaohsiung Rapid Transit Corporation
  • Executive Director, Bank of Kaohsiung
  • Independent Director, Chunghwa Telecom Co., Ltd.
  • Director, China Development Asset Management Co., Ltd.
  • Director-general, Taiwan Steel & Iron Industries Association
  • Chairman, World Steel Association
  • CEO, State-owned Enterprise Commission
  • Director-general, ROC-USA Business Council
  • Legislator

  • Independent Director, CTBC Bank Co., Ltd.
  • Director, CX Technology Corp.
  • Chairman, Hsu Chih Consulting Co., Ltd.
  • Director, General Biologicals Corporation
  • Director, Chi Li Co., Ltd.
Independent Director Shih-Chieh, Chang

  • Ph. D., Dept. of Statistics in University of Wisconsin-Madison, USA.
  • Independent Director, CTBC Life Insurance Co., Ltd.
  • Commissioner, Financial Supervisory Commission, Taiwan, R.O.C.

  • Independent Director, Taiwan Life Insurance Co., Ltd.
  • Independent Director, TLG Non- Life Insurance Co., Ltd.
  • Professor, Dept. of Risk Management and Insurance, National Chengchi University
  • Advisory Committee Member, Risk Committee, Chunghwa Post Co., Ltd.
  • Chairman, Risk Management Society of Taiwan, R.O.C.
  • Consultant, Securities Investment Trust & Consulting Association of the R.O.C.
  • Consultant, White Book on Financial Proposals, Taiwan Financial Services Roundtable
Director Thomas K. S. Chen

  • Department of Public Finance and Taxation, National Chengchi University
  • Chairman, CTBC Bank Corp. (USA)
  • Chief Secretary, CTBC Financial Holding Co., Ltd.

  • Director, CTBC Bank Co., Ltd.
  • Chairman, CTBC Investments Trust Co., Ltd.
  • Chairman, CTBC Asset Management Corporation
  • Director, Taipei Financial Center Corporation
  • Director, He Yeh Investment Co., Ltd.
  • Managing Supervisor, ROC-USA Business Council
  • Director, National Credit Card Center of R.O.C.
  • Vice Chairman, CTBC Charity Foundation
  • Director, Taipei International Community Cultural Foundation
  • Director, Taipei International Community Cultural Foundation
Independent Director Wen-Chih Lee

  • Ph. D., Accounting Department, College of Management, National Taiwan University
  • Dean, College of Management, National Kaohsiung University of Applied Sciences
  • Director, Graduate Institute of Finance, Economics, and Business Decisions, National Kaohsiung University of Applied Sciences
  • Professor & Chairman, Department of Accounting, National Kaohsiung University of Applied Sciences
  • Member, Economic Development Bureau, Kaohsiung City Government
  • Independent Director, Bank of Kaohsiung

  • Independent Director, CTBC Bank Co., Ltd.
  • Professor, Department of Wealth and Taxation Management, National Kaohsiung University of Applied Sciences
Director Thomas K. S. Chen

  • Department of Public Finance and Taxation, National Chengchi University
  • Chairman, CTBC Bank Corp. (USA)
  • Chief Secretary, CTBC Financial Holding Co., Ltd.

  • Director, CTBC Bank Co., Ltd.
  • Chairman, CTBC Investments Trust Co., Ltd.
  • Chairman, CTBC Asset Management Corporation
  • Director, Taipei Financial Center Corporation
  • Director, He Yeh Investment Co., Ltd.
  • Managing Supervisor, ROC-USA Business Council
  • Director, National Credit Card Center of R.O.C.
  • Vice Chairman, CTBC Charity Foundation
  • Director, Taipei International Community Cultural Foundation
  • Director, CTBC Anti-Drug Educational Foundation
Independent Director Chung-Yu Wang

  • Honorary Ph. D., Chung Yuan Christian University
  • Chairman, China Steel Corporation
  • Chairman, Tong Lung Metal Industry Co., Ltd.
  • Chairman, Kaohsiung Rapid Transit Corporation
  • Executive Director, Bank of Kaohsiung
  • Independent Director, Chunghwa Telecom Co., Ltd.
  • Director, China Development Asset Management Co., Ltd.
  • Director-general, Taiwan Steel & Iron Industries Association
  • Chairman, World Steel Association
  • CEO, State-owned Enterprise Commission
  • Director-general, ROC-USA Business Council
  • Legislator

  • Independent Director, CTBC Bank Co., Ltd.
  • Director, CX Technology Corp.
  • Chairman, Hsu Chih Consulting Co., Ltd.
  • Director, General Biologicals Corporation
  • Director, Chi Li Co., Ltd.
Independent Director Peter Tuen-Ho, Yang

  • Ph. D., in Law from The University of California, Berkeley Campus
  • President, Fu Jen Catholic University
  • President, St. John's University
  • Chairman, Wenzao Ursuline University of Languages
  • Adjunct Associate Professor, Department of Law, National Taipei University

  • Lawyer, Senior consultants, Guoju law office
  • Member, The Taipei Bar Association
  • Supervisor, Shiquan Science & Technology Co., Ltd.
  • Director, Jinwen University of Science & Technology
  • Director, Changhua the Founding of the University of Science & Technology
  • Director, Wufeng University
  • Director, Jinou Girls High School
  • Director, New Taipei City Yu-Tsai Bilingual Elementary School
Independent Director Peter Tuen-Ho Yang

  • Ph. D., in Law from The University of California, Berkeley Campus
  • President, Fu Jen Catholic University
  • President, St. John's University
  • Chairman, Wenzao Ursuline University of Languages
  • Adjunct Associate Professor, Department of Law, National Taipei University

  • Lawyer, Senior consultants, Guoju law office
  • Member, The Taipei Bar Association
  • Supervisor, Shiquan Science & Technology Co., Ltd.
  • Director, Jinwen University of Science & Technology
  • Director, Changhua the Founding of the University of Science & Technology
  • Director, Wufeng University
  • Director, Jinou Girls High School
  • Director, New Taipei City Yu-Tsai Bilingual Elementary School
Director Chao-Chin Tung

  • Master in Materials Science, University of Rochester, New York, USA
  • Director, CTBC Life Insurance Co., Ltd.
  • Chairman, CTBC Venture Capital Co., Ltd.
  • Chairman, CTBC Asset Management Corporation
  • Chairman, CTBC Capital Corp.
  • Chairman, CTBC Bank Corp. (USA)

  • Chairman, CTBC Bank Co., Ltd.
  • Director, The Tokyo Star Bank, Ltd.
  • Vice Chairman, Showa Denko HD TRACE Corp.
  • Director, Strait Exchange Foundation
Director Thomas K. S. Chen

  • Department of Public Finance and Taxation, National Chengchi University
  • Chairman, CTBC Bank Corp. (USA)
  • Chief Secretary, CTBC Financial Holding Co., Ltd.

  • Director, CTBC Bank Co., Ltd.
  • Chairman, CTBC Investments Trust Co., Ltd.
  • Chairman, CTBC Asset Management Corporation
  • Director, Taipei Financial Center Corporation
  • Director, He Yeh Investment Co., Ltd.
  • Managing Supervisor, ROC-USA Business Council
  • Director, National Credit Card Center of R.O.C.
  • Vice Chairman, CTBC Charity Foundation
  • Director, Taipei International Community Cultural Foundation
  • Director, CTBC Anti-Drug Educational Foundation